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For Startups & Scale-Ups

Compliance from
commit one.
Not from the
audit letter.

The window between “we'll fix it later” and the $2M remediation sprint is shorter than founders think. Series A due diligence, FDA 510(k), FCA authorisation, SOC 2 Type II — compliance gaps kill deals and delay launches. The founders who survive are the ones who built it right the first time.

14mo
Avg time to compliance gap discovery
2–4×
Typical remediation cost vs original build
1 in 3
Series A deals lost to compliance gaps
The Standard Path
Month 1
Build fast. Compliance is a later problem.
Month 6
Architecture locked in. PHI flowing unlogged.
Month 14
Audit letter. Due diligence opens. FDA review begins.
Month 18
$2–4M remediation sprint. Deal on hold. Launch delayed.
HIPAASOC 2FDA 510(k)FCAGDPR
Why It Fails

The standard path
is a trap.

Build fast, add compliance later. It sounds like a reasonable trade-off until you understand what “later” actually costs. Architecture decisions made in month 1 determine your compliance bill in month 18. PHI data flows, access controls, and encryption boundaries cannot be retrofitted onto a live production system without rebuilding it. That rebuild costs 2–4× the original build and takes longer than the original build did.

01

The Audit Letter Problem

The OCR investigation or SOC 2 auditor letter arrives 14 months after launch — after the architecture is set, after the data is live, after the cost of change has compounded. Architecture decisions made in month 1 determine your compliance bill in month 18.

02

The Series A Kill Shot

1 in 3 Series A deals is delayed or killed by compliance gaps discovered in due diligence. The data room opens, the buyer's technical team runs a security questionnaire, and the gaps that were always there become the reason the valuation drops 30%.

03

The FDA / FCA Wall

FDA 510(k) and FCA authorisation both require software documentation written to a standard that was not designed after the fact. Pre-submission meetings get cancelled when the technical file doesn't exist. These are not gaps you can close in a weekend.

What We Build

Three tracks.
One principle.

Every track is fixed price, fixed scope, and ends with a production system — not a report. Choose the track that matches your stage.

01

Compliance Foundation

Pre-Series A
8–12 weeks · Fixed price

HIPAA baseline, SOC 2 Type I readiness, and GDPR data model built into your architecture before a single audit letter lands. We design the data flows, access controls, and encryption boundaries from the first sprint.

  • —HIPAA Security Rule technical safeguards mapped to code
  • —PHI data flow diagrams + BAA templates
  • —GDPR-compliant data model and retention policies
  • —SOC 2 Type I readiness assessment and gap closure
  • —Incident response plan and runbooks
Deliverable: Compliance-certified architecture. Audit-ready documentation. SOC 2 Type I report.
02

Scale Track

Series A / Series B
Ongoing · Fixed scope per phase

Full SOC 2 Type II, FCA or FDA pre-submission readiness, and enterprise security posture. Built for founders who are about to enter due diligence and need the gaps closed before the data room opens.

  • —SOC 2 Type II — 6-month observation period support
  • —FCA authorisation technical file preparation
  • —FDA 510(k) pre-submission software documentation
  • —Enterprise security posture and penetration testing
  • —Vendor risk management and third-party BAA programme
Deliverable: Enterprise-ready. Due-diligence-ready. Audit-ready.
03

Regulated Product Build

Regulated-Industry Founders
Fixed price · Fixed scope

For founders who want to build the product and the compliance simultaneously. EHR integrations, clinical decision support, fintech APIs — built compliance-native from the first commit, not retrofitted after the audit letter.

  • —EHR integrations (Epic, Cerner, HL7 FHIR) — HIPAA-native
  • —Clinical decision support — FDA SaMD pathway from day one
  • —Fintech APIs — FCA or SEC-compliant by architecture
  • —ALICE compliance gate in your CI/CD from week one
  • —Full IP transfer on delivery — no vendor lock-in
Deliverable: Production system with compliance baked in. Not bolted on.
Due Diligence

Compliance gaps
that kill
Series A deals.

The data room opens. The buyer's technical team runs the security questionnaire. The gaps that were always there become the reason the valuation drops — or the deal dies. These are the eight most common killers.

  • ✕
    No SOC 2 report
    Every enterprise buyer asks. Most kill the deal within 48 hours of finding out.
  • ✕
    PHI stored without audit logs
    HIPAA §164.312(b) is not optional. One breach and the OCR investigation ends the company.
  • ✕
    No encryption at rest/transit documentation
    Not the encryption itself — the documentation. Due diligence teams need proof, not promises.
  • ✕
    No incident response plan
    Required by HIPAA, SOC 2, ISO 27001, and every enterprise security questionnaire.
  • ✕
    Vendor contracts with no BAAs
    If your Stripe or AWS contract doesn't include a BAA, you are already out of compliance.
  • ✕
    GDPR data maps missing
    Article 30 records of processing activities. Every EU deal will ask for them.
  • ✕
    No penetration test evidence
    SOC 2 Type II requires it. Enterprise security teams require it. FCA expects it.
  • ✕
    Access controls not documented
    Role-based access control that exists but isn't documented is the same as no access control in an audit.
Not a Consultancy

We build the
systems. Not
the report.

The standard startup compliance path: hire a consultancy for an $80,000 assessment that delivers a 200-page report — and leaves.

That report sits in a Google Drive. The gaps it identifies are still open six months later because nobody built the systems to close them. The consultancy is long gone — onto the next engagement.

We are not a compliance consultancy. We are an engineering firm that builds compliance-native systems. Our deliverable is working code, production infrastructure, and audit documentation that was generated by the engineers who built the thing — not written by a junior analyst who never touched the codebase.

✕$80K assessment report that sits in a Drive folder
→Production system with compliance built in
✕Junior analysts who document but don't build
→Senior engineers on every ticket
✕Gap report delivered. Gaps still open.
→Fixed scope ends with gaps closed
✕Compliance bolted on after the architecture is set
→Compliance-native from commit one
ALICE
Compliance in CI/CD

ALICE — our QA and compliance engine — validates every commit against your regulatory framework before it merges. HIPAA, SOC 2, FedRAMP, UK GDPR, UAE PDPL. Not a post-hoc review. An enforcement gate in the pipeline, active from week one of your engagement.

Learn About ALICE →
Fixed Price

Build it right
the first time.
Fixed price.
Fixed scope.

The first call is with a senior engineer who has read your problem. Not a sales rep. In 30 minutes, we can tell you whether we are the right fit and what a fixed-price engagement looks like for your stage.

Fixed-price proposal within 5 business days.

Tell us what you're building.

We'll scope the right compliance track for your stage, your regulatory exposure, and your timeline — before we talk budget.

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